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Self-regulatory organizations
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21	CREDIT DERIVATIVES DETERMINATIONS COMMITTEES RULES (July 11April 7, 20114 Version) 1. COMPOSITION OF CREDIT DERIVATIVES DETERMINATIONS COMMITTEES Add to Reading List Source URL: dc.isda.org Language: English - Date: 2016-07-12 15:36:25 Economy Self-regulatory organizations Auctions International Swaps and Derivatives Association ISDA Master Agreement Depository Trust & Clearing Corporation Electronic voting
22	Commodity Futures Trading Commission: Proposed Reauthorization in the 114th Congress Add to Reading List Source URL: www.fas.org Language: English - Date: 2016-08-05 09:36:39 Economy Finance Money Financial markets Commodity markets Systemic risk Self-regulatory organizations Commodity Futures Trading Commission Futures markets National Futures Association Commodity pool operator Derivative
23	JMB_Insurance_(4C)LogoReverse Add to Reading List Source URL: www.jmbins.com Language: English - Date: 2016-05-23 17:42:42 Economy Finance Money Self-regulatory organizations United States securities law Securities Investor Protection Corporation Insurance Financial Industry Regulatory Authority Financial adviser
24	Federal Register / Vol. 78, NoWednesday, April 10, Notices obligations. The Exchange does not believe that removing this functionality will disincentivize Market Makers from posting more aggressive quotes. Add to Reading List Source URL: cdn.batstrading.com Language: English - Date: 2015-03-20 17:10:33 Economy Finance Money Self-regulatory organizations United States securities law U.S. Securities and Exchange Commission Financial Industry Regulatory Authority Securities Exchange Act Securities regulation in the United States Broker-dealer Arbitration Arbitral tribunal
25	Microsoft Word - FINRA Rule 5320 Disclosure Add to Reading List Source URL: www.tradition.com Language: English - Date: 2012-03-06 07:51:09 Finance Money Economy Financial markets United States securities law Self-regulatory organizations Investment Broker-dealer Fixed income market Securities Investor Protection Corporation Financial Industry Regulatory Authority Order
26	COMBINED FINANCIAL STATEMENTS CHARTER OAK STATE COLLEGE CONNECTICUT DISTANCE LEARNING CONSORTIUM (Component Units of the State of Connecticut) Add to Reading List Source URL: www.ct.edu Language: English - Date: 2016-02-01 11:22:18 Accounting Economy Business economics United States Generally Accepted Accounting Principles Self-regulatory organizations Financial statements GASB 34 Governmental Accounting Standards Board Financial accounting COSC Charter Oak State College Governmental accounting
27	2016 GASB 70 Nonexchange Financial Guarantees Questionnaire Add to Reading List Source URL: fmx.cpa.texas.gov Language: English - Date: 2016-08-02 16:36:56 Accounting Business economics United States Generally Accepted Accounting Principles Professional studies Financial statements Governmental accounting Public finance Self-regulatory organizations Other postemployment benefits Government Accountability Office GASB 34
28	Rules Relating to Supplemental Report on SIPC Membership 17 C.F.R. § Adopted MarchSECURITIES INVESTOR Add to Reading List Source URL: www.sipc.com Language: English - Date: 2016-07-05 15:13:24 United States securities law Finance Self-regulatory organizations Economy Investment Securities Investor Protection Corporation Government Securities Investor Protection Act U.S. Securities and Exchange Commission Net capital rule
29	NFA Approval Process for Risk-Based Initial Margin Models for Uncleared Swaps Add to Reading List Source URL: www.nfa.futures.org Language: English - Date: 2016-05-18 16:23:17 Commodity Futures Trading Commission Derivative Futures contract Systemic risk Commodity markets Self-regulatory organizations
30	March 7, 2016 VIA E-MAIL & FEDERAL EXPRESS Richard G. Ketchum Chairman and Chief Executive Officer of FINRA 1735 K Street, NW Washington, DC 20006 Add to Reading List Source URL: www.laxneville.com Language: English - Date: 2016-08-17 11:46:38 Self-regulatory organizations Financial Industry Regulatory Authority United States securities law Arbitration Federal Arbitration Act Securities regulation in the United States Broker-dealer Selling away

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